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Ordinal number

Ordinal numbers, or ordinals for short, are numbers used to denote the position in an ordered sequence: first, second, third, fourth, etc. The mathematician Georg Cantor showed in 1897 how to extend this concept beyond the natural numbers to the infinite and how to do arithmetic with these transfinite ordinals. It is this generalization which will be explained below.

A natural number can be used for two purposes: to describe the size of a set, or to describe the position of an element in a sequence. While in the finite world these two concepts coincide, when dealing with infinite sets one has to distinguish between the two. The size aspect leads to cardinal numbers, which were also discovered by Cantor, while the position aspect is generalized by the ordinal numbers described here.

One can (and usually does) define the natural number n as the set of all smaller natural numbers:

0 = {} (empty set)
1 = {0} = { { } }
2 = {0,1} = { {}, { {} } }
3 = {0,1,2} = {{}, { {} }, { {}, { {} } }}
4 = {0,1,2,3} = { {} , { { } }, { {}, { {} } } , {{}, { {} }, { {}, { {} } }} }
etc.

Viewed this way, every natural number is a well-ordered set: the set 4 for instance has the elements 0,1,2,3 which are of course ordered as 0<1<2<3 and this is a well-order. A natural number is smaller than another if and only if it is an element of the other.

We don't want to distinguish between two well-ordered sets if they only differ in the "notation for their elements", or more formally: if we can pair off the elements of the first set with the elements of the second set in a one-to-one fashion and such that if one element is smaller than another in the first set, then the partner of the first element is smaller than the partner of the second element in the second set, and vice versa. Such a one-to-one correspondence is called an order isomorphism and the two well-ordered sets are said to be order-isomorphic.

With this convention, one can show that every finite well-ordered set is order-isomorphic to one (and only one) natural number. In this case, an equivalent definition for finite is that the opposite order is also well-ordered, or that every subset has a maximal element.

This provides the motivation for the generalization: we want to construct ordinal numbers as special well-ordered sets in such a way that every well-ordered set is order-isomorphic to one and only one ordinal number. The following definition improves on Cantor's approach and was first given by John von Neumann:

A set S is an ordinal if and only if S is totally ordered with respect to set containment and every element of S is also a subset of S.
Such a set S is automatically well-ordered with respect to set containment. This relies on the axiom of well foundation: every set S has an element a which is disjoint from S.

Note that the natural numbers are ordinals by this definition. For instance, 2 is an element of 4={0,1,2,3}, and 2 is equal to {0,1} and so it is a subset of {0,1,2,3}.

It can be shown by transfinite induction that every well-ordered set is order-isomorphic to exactly one of these ordinals.

Furthermore, the elements of every ordinal are ordinals themselves. Whenever you have two ordinals S and T, S is an element of T if and only if S is a subset of T, and moreover, either S is an element of T, or T is an element of S, or they are equal. So every set of ordinals is totally ordered. And in fact, much more is true: Every set of ordinals is well-ordered. This important result generalizes the fact that every set of natural numbers is well-ordered and it allows us to use transfinite induction liberally with ordinals.

Another consequence is that every ordinal S is a set having as elements precisely the ordinals smaller than S. This statement completely determines the set-theoretic structure of every ordinal in terms of other ordinals. It's used to prove many other useful results about ordinals. One example of these is an important characterization of the order relation between ordinals: every set of ordinals has a supremum, the ordinal gotten by taking the union of all the ordinals in the set. Another example is the fact that the collection of all ordinals is not a set. Indeed, since every ordinal contains only other ordinals, it follows that every member of the collection of all ordinals is also its subset. Thus, if that collection were a set, it would have to be an ordinal itself by definition; then it would be its own member, which contradicts the Axiom of Regularity. (See also the Burali-Forti paradox).

To define the sum S + T of two ordinal numbers S and T, one proceeds as follows: first the elements of T are relabeled so that S and T become disjoint, then the well-ordered set S is written "to the left" of the well-ordered set T, meaning one defines an order on ST in which every element of S is smaller than every element of T. The sets S and T themselves keep the ordering they already have. This way, a new well-ordered set is formed, and this well-ordered set is order-isomorphic to a unique ordinal, which is called S + T. This addition is associative and generalizes the addition of natural numbers.

The first transfinite ordinal is ω, the set of all natural numbers. Let's try to visualize the ordinal ω+ω: two copies of the natural numbers ordered in the normal fashion and the second copy completely to the right of the first. If we write the second copy as {0'<1'<2',...} then ω+ω looks like

0 < 1 < 2 < 3 < ... < 0' < 1' < 2' < ...
This is different from ω because in ω only 0 does not have a direct predecessor while in ω+ω the two elements 0 and 0' don't have direct predecessors. Here's 3 + ω:
0 < 1 < 2 < 0' < 1' < 2' < ...
and after relabeling, this just looks like ω itself: we have 3 + ω = ω. But ω + 3 is not equal to ω since the former has a largest element and the latter doesn't. So our addition is not commutative.

You should now be able to "see" that ω + 4 + ω = ω + ω for example.

To multiply the two ordinals S and T you write down the well-ordered set T and replace each of its elements with a different copy of the well-ordered set S. This results in a well-ordered set, which defines a unique ordinal; we call it ST. Again, this operation is associative and generalizes the multiplication of natural numbers.

Here's ω2:

00 < 10 < 20 < 30 < ... < 01 < 11 < 21 < 31 < ...
and we see: ω2 = ω + ω. But 2ω looks like this:
00 < 10 < 01 < 11 < 02 < 12 < 03 < 13 < ...
and after relabeling, this looks just like ω and so we get 2ω = ω. Multiplication of ordinals is not commutative.

One of the distributive laws holds for ordinal arithmetic: R(S+T) = RS + RT. One can actually "see" that. However, the other distributive law (T+U)R = TR + UR is not generally true: (1+1)ω is equal to 2ω = ω while 1ω + 1ω equals ω+ω. Therefore, the ordinal numbers do not form a ring.

One can now go on to define exponentiation of ordinal numbers and explore its properties. Ordinal numbers present an extremely rich arithmetic. There are ordinal numbers which can not be reached from ω with a finite number of the arithmetical operations addition, multiplication and exponentiation. The smallest such is denoted by ε0. ε0 is still countable, but there are also uncountable ordinals. The smallest uncountable ordinal may be identified with the set of all countable ordinals, and is usually denoted by ω1.

The ordinals also carry an interesting order topology by virtue of being totally ordered. In this topology, the sequence 0, 1, 2, 3, 4, ... has limit ω and the sequence ω, ω^ω, ω^(ω^ω), ... has limit ε0. Ordinals which don't have an immediate predecessor can always be written as a limit like this and are called limit ordinals. The topological spaces ω1 and its successor ω1+1 are frequently used as the text-book examples of non-countable topologies. For example, in the topological space ω1+1, the element ω1 is in the closure of the subset ω1 even though no sequence of elements in ω1 has the element ω1 as its limit.

Some special limit ordinals can be used to measure the size or cardinality of sets. These are the cardinal numbers.

References

  • Conway, J. H. and Guy, R. K. "Cantor's Ordinal Numbers." In The Book of Numbers. New York: Springer-Verlag, pp. 266-267 and 274, 1996.



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